Summary of Key Recent SEC Rule Changes

As I promised in my last post, I recently finished a project to summarize some of the SEC rule changes over the past year and how it could impact startup fundraising. This project is a part of my participation in the New York City Bar Association’s Emerging Companies and Venture Capital Committee. The report took a little more time to write since the SEC kept proposing and finalizing rule updates every time I thought I had come to a stopping point. It is all for the best though since these changes will surely lead to greater access to capital and a more streamlined compliance process for early-stage startups.

Below is the report. Hope you find it helpful!